Photo of Kelly Reinholdtsen

Kelly Reinholdtsen advises both public and private companies on the design and operation of equity-based arrangements, including compliance with federal and state securities laws, Section 16 and Rule 144.

The SEC recently adopted rule amendments that will revise certain proxy adviser practices and issued further guidance on investment adviser voting responsibilities in a welcome change for many public companies. In this update, we highlight key changes for proxy adviser reports, including:

  • Proxy advisers must provide all public companies with a copy of their report